Carne Group is delighted to have received regulatory approval for one of the first pre-marketing notification filings in Europe.
From August 2nd new pre-marketing rules allow Asset Managers/Alternative Investment Fund Managers the ability to pre-market their Investment Strategies or Investment Ideas in Europe on receipt of regulatory approval. The changes aim to harmonise current national regulatory approaches for pre-marketing whilst bringing improved cost efficiencies and transparency.
A uniform definition of pre-marketing has been introduced and compliance with the rules will affect all promotion of investment ideas or existing fund structures. All asset managers must adapt to the new requirements and put appropriate protocols in place.
Head of Distribution, Luxembourg
Head of Business Development, Ireland
Director – Business Development, Luxembourg
Head of Regulation & Client Solutions