Carne Completes One of the First Pre-Marketing Notification Filings in Europe

Carne Group is delighted to have received regulatory approval for one of the first pre-marketing notification filings in Europe. From August 2nd new pre-marketing rules allow Asset Managers/Alternative Investment Fund Managers the ability to pre-market their Investment Strategies or Investment Ideas in Europe on receipt of regulatory approval. The changes aim to harmonise current national…

Industry Experts Discuss Distributor Due Diligence

In our recent Client Focus Group on Distributor Due Diligence clients tuned in to hear from industry experts and to share their own views on the challenges they face in conducting distributor due diligence. Here are 5 key take-aways: 1. The ICI Questionnaire is a welcomed resource in terms of moving towards industry standardisation. The…

Are you ready for Pre-Marketing?

The new pre-marketing rules in the EU went live yesterday, 2nd August 2021. The changes aim to harmonise current national regulatory approaches for pre-marketing whilst bringing improved cost efficiencies and transparency. A uniform definition of pre-marketing has been introduced and compliance with the rules will affect all promotion of investment ideas or existing fund structures.…